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INVESTOR APPLICATION FORM INVESTOR APPLICATION FORM 06/2008 Page 1 of 4 APPLICATION FOR INVESTORS HOLDING 10% OR MORE OF AN IIROC MEMBER FIRM This form is to be completed by all investors purchasing shares of a non-public IIROC Member firm whose accumulated holdings are 10% or more, whether held directly or indirectly.
Mar 23, 2020 · We understand that the COVID-19 public health crisis is presenting challenges for some entities and individuals seeking initial access to file in EDGAR; in particular, they are having difficulty meeting the notary requirement in the Form ID access application process and other EDGAR access processes that require notarization.
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